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Trustworthy AI Suffers from Invariance Conflicts and Causality is The Solution

Authors Ruta Binkyte, Ivaxi Sheth, Zhijing Jin, Mohammad Havaei, Bernhard Schölkopf, Mario Fritz
Affiliations Max Planck Institute for Intelligent Systems / CISPA Helmholtz Center for Information Security / ETH Zurich / Google / University of Toronto
Categories Task / AI Reliability Objectives / Fairness, robustness, privacy, explainability, Method / Causal Inference / Balancing AI performance trade-offs, Evaluation / Trustworthy AI Evaluation / Assessment of AI objective conflicts
License CC BY 4.0

Abstract Overview

This position paper argues that core trustworthy AI objectives—fairness, robustness, privacy, and explainability—are difficult to optimize jointly because they impose different invariance requirements on model behavior. Using the language of interventions and invariance, the authors reinterpret common trade-offs such as fairness–accuracy, privacy–utility, robustness–accuracy, and explainability–performance as conflicts between stability demands under different changes to the data-generating process. They contend that causal reasoning is needed once multiple objectives or accuracy constraints must be balanced, because observational methods alone cannot distinguish stable mechanisms from spurious dependencies. The paper extends this argument from classical machine learning to foundation models and discusses explicit, implicit, and hybrid ways to integrate causal assumptions into modern systems. It concludes with open conceptual and implementation challenges, including identifiability, scaling, evaluation, and data limitations.

Novelty

The paper's distinctive contribution is to cast trustworthy AI trade-offs as incompatibilities between different invariance requirements under interventions, rather than treating them as isolated empirical side effects. It further proposes causality as a unifying framework for selectively enforcing the right invariances and for shifting evaluation from observational accuracy toward interventional validity across both classical models and foundation models.

Results

As a position paper, the main outcome is a synthesized conceptual framework rather than new benchmark results. The authors demonstrate how causality can soften or help resolve several major trustworthy-AI trade-offs through selective invariance, and they organize practical integration strategies into explicit, implicit, and hybrid approaches, including a lifecycle view for foundation models covering pre-training, post-training, and auditing stages.

Key Points

  1. The paper reframes fairness, privacy, robustness, and explainability objectives as invariance requirements under different interventions on the data-generating process, making trade-offs structurally interpretable.
  2. It argues that causal models enable selective invariance by distinguishing admissible stable mechanisms from spurious or normatively unacceptable pathways, which purely observational methods cannot achieve.
  3. For foundation models, the paper proposes explicit, implicit, and hybrid causal integration strategies across the model lifecycle and highlights open challenges in identifiability, scalability, benchmarking, and causal data availability.

References

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