Investigating Large Language Models' Perception of Emotion Using Appraisal Theory

• URL: http://arxiv.org/abs/2310.04450v1
• Date: Tue, 3 Oct 2023 16:34:47 GMT
• Title: Investigating Large Language Models' Perception of Emotion Using Appraisal Theory
• Authors: Nutchanon Yongsatianchot, Parisa Ghanad Torshizi, Stacy Marsella
• Abstract summary: Large Language Models (LLM) have significantly advanced in recent years and are now being used by the general public. In this work, we investigate their emotion perception through the lens of appraisal and coping theory. We applied SCPQ to three recent LLMs from OpenAI, davinci-003, ChatGPT, and GPT-4 and compared the results with predictions from the appraisal theory and human data.
• Score: 3.0902630634005797
• License: http://creativecommons.org/licenses/by/4.0/
• Abstract: Large Language Models (LLM) like ChatGPT have significantly advanced in recent years and are now being used by the general public. As more people interact with these systems, improving our understanding of these black box models is crucial, especially regarding their understanding of human psychological aspects. In this work, we investigate their emotion perception through the lens of appraisal and coping theory using the Stress and Coping Process Questionaire (SCPQ). SCPQ is a validated clinical instrument consisting of multiple stories that evolve over time and differ in key appraisal variables such as controllability and changeability. We applied SCPQ to three recent LLMs from OpenAI, davinci-003, ChatGPT, and GPT-4 and compared the results with predictions from the appraisal theory and human data. The results show that LLMs' responses are similar to humans in terms of dynamics of appraisal and coping, but their responses did not differ along key appraisal dimensions as predicted by the theory and data. The magnitude of their responses is also quite different from humans in several variables. We also found that GPTs can be quite sensitive to instruction and how questions are asked. This work adds to the growing literature evaluating the psychological aspects of LLMs and helps enrich our understanding of the current models.

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