Finite State Automata Inside Transformers with Chain-of-Thought: A Mechanistic Study on State Tracking

• URL: http://arxiv.org/abs/2502.20129v1
• Date: Thu, 27 Feb 2025 14:24:51 GMT
• Title: Finite State Automata Inside Transformers with Chain-of-Thought: A Mechanistic Study on State Tracking
• Authors: Yifan Zhang, Wenyu Du, Dongming Jin, Jie Fu, Zhi Jin,
• Abstract summary: Chain-of-Thought (CoT) significantly enhances the performance of large language models (LLMs) across a wide range of tasks.<n>In this work, we evaluate the state tracking capabilities of Transformer+CoT and its variants, confirming the effectiveness of CoT.<n>We propose two metrics, compression and distinction, and show that the neuron sets for each state achieve nearly 100% accuracy.
• Score: 41.3496135369579
• License: http://creativecommons.org/licenses/by/4.0/
• Abstract: Chain-of-Thought (CoT) significantly enhances the performance of large language models (LLMs) across a wide range of tasks, and prior research shows that CoT can theoretically increase expressiveness. However, there is limited mechanistic understanding of the algorithms that Transformer+CoT can learn. In this work, we (1) evaluate the state tracking capabilities of Transformer+CoT and its variants, confirming the effectiveness of CoT. (2) Next, we identify the circuit, a subset of model components, responsible for tracking the world state, finding that late-layer MLP neurons play a key role. We propose two metrics, compression and distinction, and show that the neuron sets for each state achieve nearly 100% accuracy, providing evidence of an implicit finite state automaton (FSA) embedded within the model. (3) Additionally, we explore three realistic settings: skipping intermediate steps, introducing data noise, and testing length generalization. Our results demonstrate that Transformer+CoT learns robust algorithms (FSA), highlighting its resilience in challenging scenarios.

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