Fast Rates for Offline Contextual Bandits with Forward-KL Regularization under Single-Policy Concentrability
- URL: http://arxiv.org/abs/2605.09214v1
- Date: Sat, 09 May 2026 23:17:46 GMT
- Title: Fast Rates for Offline Contextual Bandits with Forward-KL Regularization under Single-Policy Concentrability
- Abstract summary: emphKullback-Leibler (KL) regularization is ubiquitous in reinforcement learning algorithms.<n>Recent studies have demonstrated $-1$-type fast rates for decision making under reverse KL regularization.<n>We take the first step towards addressing this problem via a streamlined analysis of forward-KL-regularized offline CBs.
- Score: 54.40598524756038
- License: http://creativecommons.org/licenses/by/4.0/
- Abstract: \emph{Kullback-Leibler} (KL) regularization is ubiquitous in reinforcement learning algorithms in the form of \emph{reverse} or \emph{forward} KL. Recent studies have demonstrated $ε^{-1}$-type fast rates for decision making under reverse KL regularization, in contrast to the standard $ε^{-2}$-type sample complexity. However, for forward-KL-regularized objectives, existing statistical analyses are either not applicable or result in $\tilde{O}(ε^{-2})$ slow rates. We take the first step towards addressing this problem via a streamlined analysis of forward-KL-regularized offline CBs. We give the first $\tilde{O}(ε^{-1})$ upper bounds in tabular and general function approximation settings, both under notions of \emph{single-policy concentrability}. In particular, our convex-analytical pipeline unifies these settings by exploiting the pessimism principle in a novel way and completely bypasses the proof routines in previous works based on the mean value theorem, which might be of independent interest. Moreover, we provide rate-optimal lower bounds, manifesting the tightness of our upper bounds in terms of statistical rates. Our lower bounds also demonstrate that the forward-KL-regularized sample complexity recovers the unregularized slow rate in the low-regularization regime, similarly to the reverse-KL regularization.
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