AspisAI: A Canonical, Machine-Interpretable Governance Framework for Automated Multi-Standard Compliance Monitoring
- URL: http://arxiv.org/abs/2609.10881v1
- Date: Wed, 09 Sep 2026 22:37:12 GMT
- Title: AspisAI: A Canonical, Machine-Interpretable Governance Framework for Automated Multi-Standard Compliance Monitoring
- Abstract summary: This paper presents emphAspisAI, a bounded, standard-agnostic governance framework that translates selected requirements into a canonical, machine-interpretable control model.<n>Within a bounded scope of 26 representative requirements, the framework is evaluated in a controlled simulation against five governance-oriented criteria.<n>Results include full requirement encoding, 88.5,% mapping coverage, complete traceability, and correct detection of all introduced gaps.
- Score: 0.0
- License: http://creativecommons.org/licenses/by/4.0/
- Abstract: Organisations operating in regulated and critical-infrastructure sectors must satisfy multiple, heterogeneous cybersecurity and privacy instruments simultaneously, including but not limited to ISO/IEC~27001, the NIST Cybersecurity Framework~2.0, Cyber Essentials, and the GDPR. In practice, these obligations are managed through manual mappings, spreadsheet-based tracking, and periodic audits that are costly to maintain, inconsistent across standards, and weak in traceability. This paper presents \emph{AspisAI}, a bounded, standard-agnostic governance framework that translates selected requirements from several frameworks into a canonical, machine-interpretable control model, and evaluates submitted evidence against condition-based decision rules to produce explainable, traceable compliance determinations. Within a bounded scope of 26 representative requirements, the framework is evaluated in a controlled simulation against five governance-oriented criteria and, critically, against two external reference points that mitigate the circularity of single-author evaluation: its cross-standard mappings are validated against NIST's own published informative references, with 57\,\% exact agreement and divergences confined to same-family controls, and the framework is applied to real third-party evidence from the OpenSSF Scorecard, surfacing genuine governance gaps in a live open-source project. The controlled results, comprising full requirement encoding, 88.5\,\% mapping coverage, complete traceability, and correct detection of all introduced gaps, establish functional correctness, while the external validation provides evidence of applicability beyond the simulation. The contribution is therefore a demonstration that a canonical, provenance-preserving governance model can render multi-standard compliance both automatable and auditable.
Related papers
- Grounded Normative Rule Generation with Structured Search [47.28595196084396]
We formalize the problem as Grounded Normative Rule Synthesis (GNRS)<n>We introduce GNRS-Search, a framework that utilizes Markov Chain Monte Carlo (MCMC) sampling to optimize a discrete, five-slot And-Or Graph (AOG)<n>We evaluate our approach on GNRS-Bench, a benchmark spanning 116 controlled goals across eight scene families, and RealCharterBench, which evaluates transfer to 53 real-derived policy tasks with hidden source clauses.
arXiv Detail & Related papers (2026-08-23T05:43:42Z) - Structural Distinguishability of Static and Adaptive Policy Regimes in Agent-Based Regulatory Simulation [0.0]
This paper contributes a controlled simulation benchmark rather than a new general framework.<n>We evaluate naive fixed policies, tracking-aware fixed policies, and three adaptive controllers: setpoint, safety-margin, and one-sided control.<n>The contribution is methodological: scalar indicators, cap-relative symbolic diagnostics, trajectory motifs, and visual inspection jointly reveal how regulatory conclusions can differ even when average outcomes appear similar.
arXiv Detail & Related papers (2026-06-15T10:06:32Z) - Who judges the judges? Governance from metrics: a runtime framework for continuous LLM compliance monitoring [0.0]
Current approaches to AI compliance treat conformity as a binary, audit-time verdict.<n>We argue that this compliance fiction is structurally ill-suited to the requirements of the EU AI Act.<n>We introduce governance from metrics, a principle whereby regulatory compliance is derived as a continuous signal from behavioural observability.
arXiv Detail & Related papers (2026-05-23T21:21:33Z) - Ontological Knowledge Blocks: Executable Compliance and Profile-Based Validation for Trustworthy AI Systems [0.0]
This paper introduces Ontological Knowledge Blocks (OKBs), a programmable governance infrastructure that compiles regulatory obligations into machine-checkable constraints.<n>A deterministic regulatory compiler translates structured Intermediate Representation (IR) records into composable KB modules, enabling profile-based governance provenance.<n>Results demonstrate profile-sensitive validation, strictly additive violation accumulation, SHACL validation reconfiguration latency between 12.6 ms and 100.3 ms, and profile equivalence testing confirming Combined as the strictly most comprehensive profile.
arXiv Detail & Related papers (2026-05-22T07:14:31Z) - Neuro-Symbolic Agents for Hallucination-Free Requirements Reuse [0.0]
We present a neuro-symbolic multi-agent system that re-conceptualizes requirements reuse as a Model-Driven Elicitation process.<n>Our system achieves 100% requirement coverage and a constraint-violation rate of only 0.2%.
arXiv Detail & Related papers (2026-05-02T18:16:04Z) - Zero-shot reasoning for simulating scholarly peer-review [0.0]
We investigate a deterministic simulation framework that provides the first stable, evidence-based standard for evaluating AI-generated peer review reports.<n>First, the system is able to simulate calibrated editorial judgment, with 'Revise' decisions consistently forming the majority outcome.<n>Second, it maintains unwavering procedural integrity, enforcing a stable 29% evidence-anchoring compliance rate.
arXiv Detail & Related papers (2025-10-02T13:59:14Z) - Unsupervised Conformal Inference: Bootstrapping and Alignment to Control LLM Uncertainty [49.19257648205146]
We propose an unsupervised conformal inference framework for generation.<n>Our gates achieve close-to-nominal coverage and provide tighter, more stable thresholds than split UCP.<n>The result is a label-free, API-compatible gate for test-time filtering.
arXiv Detail & Related papers (2025-09-26T23:40:47Z) - Retrieval is Not Enough: Enhancing RAG Reasoning through Test-Time Critique and Optimization [58.390885294401066]
Retrieval-augmented generation (RAG) has become a widely adopted paradigm for enabling knowledge-grounded large language models (LLMs)<n>RAG pipelines often fail to ensure that model reasoning remains consistent with the evidence retrieved, leading to factual inconsistencies or unsupported conclusions.<n>We propose AlignRAG, a novel iterative framework grounded in Critique-Driven Alignment (CDA)<n>We introduce AlignRAG-auto, an autonomous variant that dynamically terminates refinement, removing the need to pre-specify the number of critique iterations.
arXiv Detail & Related papers (2025-04-21T04:56:47Z) - SConU: Selective Conformal Uncertainty in Large Language Models [59.25881667640868]
We propose a novel approach termed Selective Conformal Uncertainty (SConU)<n>We develop two conformal p-values that are instrumental in determining whether a given sample deviates from the uncertainty distribution of the calibration set at a specific manageable risk level.<n>Our approach not only facilitates rigorous management of miscoverage rates across both single-domain and interdisciplinary contexts, but also enhances the efficiency of predictions.
arXiv Detail & Related papers (2025-04-19T03:01:45Z) - SEOE: A Scalable and Reliable Semantic Evaluation Framework for Open Domain Event Detection [70.23196257213829]
We propose a scalable and reliable Semantic-level Evaluation framework for Open domain Event detection.<n>Our proposed framework first constructs a scalable evaluation benchmark that currently includes 564 event types covering 7 major domains.<n>We then leverage large language models (LLMs) as automatic evaluation agents to compute a semantic F1-score, incorporating fine-grained definitions of semantically similar labels.
arXiv Detail & Related papers (2025-03-05T09:37:05Z) - A General Framework for Verification and Control of Dynamical Models via Certificate Synthesis [54.959571890098786]
We provide a framework to encode system specifications and define corresponding certificates.
We present an automated approach to formally synthesise controllers and certificates.
Our approach contributes to the broad field of safe learning for control, exploiting the flexibility of neural networks.
arXiv Detail & Related papers (2023-09-12T09:37:26Z) - Pointwise Feasibility of Gaussian Process-based Safety-Critical Control
under Model Uncertainty [77.18483084440182]
Control Barrier Functions (CBFs) and Control Lyapunov Functions (CLFs) are popular tools for enforcing safety and stability of a controlled system, respectively.
We present a Gaussian Process (GP)-based approach to tackle the problem of model uncertainty in safety-critical controllers that use CBFs and CLFs.
arXiv Detail & Related papers (2021-06-13T23:08:49Z)
This list is automatically generated from the titles and abstracts of the papers in this site.
This site does not guarantee the quality of this site (including all information) and is not responsible for any consequences.