Max-Margin Token Selection in Attention Mechanism
- URL: http://arxiv.org/abs/2306.13596v4
- Date: Fri, 8 Dec 2023 18:56:20 GMT
- Title: Max-Margin Token Selection in Attention Mechanism
- Authors: Davoud Ataee Tarzanagh, Yingcong Li, Xuechen Zhang, Samet Oymak
- Abstract summary: We prove that running gradient descent on $boldsymbolp$ or equivalently $boldW$ converges in to a max-margin solution.
Remarkably, our results are applicable to general data and precisely as an optimal token selection.
- Score: 34.11955962489916
- License: http://creativecommons.org/licenses/by/4.0/
- Abstract: Attention mechanism is a central component of the transformer architecture
which led to the phenomenal success of large language models. However, the
theoretical principles underlying the attention mechanism are poorly
understood, especially its nonconvex optimization dynamics. In this work, we
explore the seminal softmax-attention model $f(\boldsymbol{X})=\langle
\boldsymbol{Xv}, \texttt{softmax}(\boldsymbol{XWp})\rangle$, where
$\boldsymbol{X}$ is the token sequence and
$(\boldsymbol{v},\boldsymbol{W},\boldsymbol{p})$ are trainable parameters. We
prove that running gradient descent on $\boldsymbol{p}$, or equivalently
$\boldsymbol{W}$, converges in direction to a max-margin solution that
separates $\textit{locally-optimal}$ tokens from non-optimal ones. This clearly
formalizes attention as an optimal token selection mechanism. Remarkably, our
results are applicable to general data and precisely characterize
$\textit{optimality}$ of tokens in terms of the value embeddings
$\boldsymbol{Xv}$ and problem geometry. We also provide a broader
regularization path analysis that establishes the margin maximizing nature of
attention even for nonlinear prediction heads. When optimizing $\boldsymbol{v}$
and $\boldsymbol{p}$ simultaneously with logistic loss, we identify conditions
under which the regularization paths directionally converge to their respective
hard-margin SVM solutions where $\boldsymbol{v}$ separates the input features
based on their labels. Interestingly, the SVM formulation of $\boldsymbol{p}$
is influenced by the support vector geometry of $\boldsymbol{v}$. Finally, we
verify our theoretical findings via numerical experiments and provide insights.
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