Keeping LLMs Aligned After Fine-tuning: The Crucial Role of Prompt Templates

• URL: http://arxiv.org/abs/2402.18540v1
• Date: Wed, 28 Feb 2024 18:23:49 GMT
• Title: Keeping LLMs Aligned After Fine-tuning: The Crucial Role of Prompt Templates
• Authors: Kaifeng Lyu, Haoyu Zhao, Xinran Gu, Dingli Yu, Anirudh Goyal, Sanjeev Arora
• Abstract summary: This paper proposes the "Pure Tuning, Safe Testing" (PTST) principle -- fine-tune models without a safety prompt, but include it at test time. Fine-tuning experiments on GSM8K, ChatDoctor, and OpenOrca show that PTST significantly reduces the rise of unsafe behaviors.
• Score: 59.0123809721502
• License: http://arxiv.org/licenses/nonexclusive-distrib/1.0/
• Abstract: Public LLMs such as the Llama 2-Chat have driven huge activity in LLM research. These models underwent alignment training and were considered safe. Recently Qi et al. (2023) reported that even benign fine-tuning (e.g., on seemingly safe datasets) can give rise to unsafe behaviors in the models. The current paper is about methods and best practices to mitigate such loss of alignment. Through extensive experiments on several chat models (Meta's Llama 2-Chat, Mistral AI's Mistral 7B Instruct v0.2, and OpenAI's GPT-3.5 Turbo), this paper uncovers that the prompt templates used during fine-tuning and inference play a crucial role in preserving safety alignment, and proposes the "Pure Tuning, Safe Testing" (PTST) principle -- fine-tune models without a safety prompt, but include it at test time. Fine-tuning experiments on GSM8K, ChatDoctor, and OpenOrca show that PTST significantly reduces the rise of unsafe behaviors, and even almost eliminates them in some cases.

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