Safety Generalization Under Distribution Shift in Safe Reinforcement Learning: A Diabetes Testbed
- URL: http://arxiv.org/abs/2601.21094v1
- Date: Wed, 28 Jan 2026 22:28:17 GMT
- Title: Safety Generalization Under Distribution Shift in Safe Reinforcement Learning: A Diabetes Testbed
- Authors: Minjae Kwon, Josephine Lamp, Lu Feng,
- Abstract summary: We investigate whether training-time safety guarantees transfer to deployment under distribution shift.<n>We benchmark safe RL algorithms on a unified clinical simulator and reveal a safety generalization gap.<n>We demonstrate that test-time shielding, which filters unsafe actions using learned dynamics models, effectively restores safety across algorithms and patient populations.
- Score: 4.5864353056277976
- License: http://creativecommons.org/licenses/by/4.0/
- Abstract: Safe Reinforcement Learning (RL) algorithms are typically evaluated under fixed training conditions. We investigate whether training-time safety guarantees transfer to deployment under distribution shift, using diabetes management as a safety-critical testbed. We benchmark safe RL algorithms on a unified clinical simulator and reveal a safety generalization gap: policies satisfying constraints during training frequently violate safety requirements on unseen patients. We demonstrate that test-time shielding, which filters unsafe actions using learned dynamics models, effectively restores safety across algorithms and patient populations. Across eight safe RL algorithms, three diabetes types, and three age groups, shielding achieves Time-in-Range gains of 13--14\% for strong baselines such as PPO-Lag and CPO while reducing clinical risk index and glucose variability. Our simulator and benchmark provide a platform for studying safety under distribution shift in safety-critical control domains. Code is available at https://github.com/safe-autonomy-lab/GlucoSim and https://github.com/safe-autonomy-lab/GlucoAlg.
Related papers
- Safe Reinforcement Learning via Recovery-based Shielding with Gaussian Process Dynamics Models [57.006252510102506]
Reinforcement learning (RL) is a powerful framework for optimal decision-making and control but often lacks provable guarantees for safety-critical applications.<n>We introduce a novel recovery-based shielding framework that enables safe RL with a provable safety lower bound for unknown and non-linear continuous dynamical systems.
arXiv Detail & Related papers (2026-02-12T22:03:35Z) - Probabilistic Shielding for Safe Reinforcement Learning [51.35559820893218]
In real-life scenarios, a Reinforcement Learning (RL) agent must often also behave in a safe manner, including at training time.<n>We present a new, scalable method, which enjoys strict formal guarantees for Safe RL.<n>We show that our approach provides a strict formal safety guarantee that the agent stays safe at training and test time.
arXiv Detail & Related papers (2025-03-09T17:54:33Z) - Sampling-based Safe Reinforcement Learning for Nonlinear Dynamical
Systems [15.863561935347692]
We develop provably safe and convergent reinforcement learning algorithms for control of nonlinear dynamical systems.
Recent advances at the intersection of control and RL follow a two-stage, safety filter approach to enforcing hard safety constraints.
We develop a single-stage, sampling-based approach to hard constraint satisfaction that learns RL controllers enjoying classical convergence guarantees.
arXiv Detail & Related papers (2024-03-06T19:39:20Z) - Safe Reinforcement Learning in a Simulated Robotic Arm [0.0]
Reinforcement learning (RL) agents need to explore their environments in order to learn optimal policies.
In this paper, we extend the applicability of safe RL algorithms by creating a customized environment with Panda robotic arm.
arXiv Detail & Related papers (2023-11-28T19:22:16Z) - Approximate Model-Based Shielding for Safe Reinforcement Learning [83.55437924143615]
We propose a principled look-ahead shielding algorithm for verifying the performance of learned RL policies.
Our algorithm differs from other shielding approaches in that it does not require prior knowledge of the safety-relevant dynamics of the system.
We demonstrate superior performance to other safety-aware approaches on a set of Atari games with state-dependent safety-labels.
arXiv Detail & Related papers (2023-07-27T15:19:45Z) - Evaluating Model-free Reinforcement Learning toward Safety-critical
Tasks [70.76757529955577]
This paper revisits prior work in this scope from the perspective of state-wise safe RL.
We propose Unrolling Safety Layer (USL), a joint method that combines safety optimization and safety projection.
To facilitate further research in this area, we reproduce related algorithms in a unified pipeline and incorporate them into SafeRL-Kit.
arXiv Detail & Related papers (2022-12-12T06:30:17Z) - SAFER: Data-Efficient and Safe Reinforcement Learning via Skill
Acquisition [59.94644674087599]
We propose SAFEty skill pRiors (SAFER), an algorithm that accelerates policy learning on complex control tasks under safety constraints.
Through principled training on an offline dataset, SAFER learns to extract safe primitive skills.
In the inference stage, policies trained with SAFER learn to compose safe skills into successful policies.
arXiv Detail & Related papers (2022-02-10T05:43:41Z) - Learning Barrier Certificates: Towards Safe Reinforcement Learning with
Zero Training-time Violations [64.39401322671803]
This paper explores the possibility of safe RL algorithms with zero training-time safety violations.
We propose an algorithm, Co-trained Barrier Certificate for Safe RL (CRABS), which iteratively learns barrier certificates, dynamics models, and policies.
arXiv Detail & Related papers (2021-08-04T04:59:05Z) - Minimizing Safety Interference for Safe and Comfortable Automated
Driving with Distributional Reinforcement Learning [3.923354711049903]
We propose a distributional reinforcement learning framework to learn adaptive policies that can tune their level of conservativity at run-time based on the desired comfort and utility.
We show that our algorithm learns policies that can still drive reliable when the perception noise is two times higher than the training configuration for automated merging and crossing at occluded intersections.
arXiv Detail & Related papers (2021-07-15T13:36:55Z) - Safe Reinforcement Learning Using Advantage-Based Intervention [45.79740561754542]
Many sequential decision problems involve finding a policy that maximizes total reward while obeying safety constraints.
We propose a new algorithm, SAILR, that uses an intervention mechanism based on advantage functions to keep the agent safe throughout training.
Our method comes with strong guarantees on safety during both training and deployment.
arXiv Detail & Related papers (2021-06-16T20:28:56Z) - Conservative Safety Critics for Exploration [120.73241848565449]
We study the problem of safe exploration in reinforcement learning (RL)
We learn a conservative safety estimate of environment states through a critic.
We show that the proposed approach can achieve competitive task performance while incurring significantly lower catastrophic failure rates.
arXiv Detail & Related papers (2020-10-27T17:54:25Z)
This list is automatically generated from the titles and abstracts of the papers in this site.
This site does not guarantee the quality of this site (including all information) and is not responsible for any consequences.