A Theoretical Analysis of Mamba's Training Dynamics: Filtering Relevant Features for Generalization in State Space Models
- URL: http://arxiv.org/abs/2602.12499v1
- Date: Fri, 13 Feb 2026 00:44:26 GMT
- Title: A Theoretical Analysis of Mamba's Training Dynamics: Filtering Relevant Features for Generalization in State Space Models
- Authors: Mugunthan Shandirasegaran, Hongkang Li, Songyang Zhang, Meng Wang, Shuai Zhang,
- Abstract summary: We present a first-step analysis of generalization and learning dynamics for a simplified but representative Mamba block.<n>Our study adopts a structured data model with tokens that include both class-relevant and class-irrelevant patterns under token-level noise.<n>We prove that the model achieves guaranteed generalization by establishing non-asymptotic sample complexity and convergence rate bounds.
- Score: 36.99162631444728
- License: http://creativecommons.org/licenses/by/4.0/
- Abstract: The recent empirical success of Mamba and other selective state space models (SSMs) has renewed interest in non-attention architectures for sequence modeling, yet their theoretical foundations remain underexplored. We present a first-step analysis of generalization and learning dynamics for a simplified but representative Mamba block: a single-layer, single-head selective SSM with input-dependent gating, followed by a two-layer MLP trained via gradient descent (GD). Our study adopts a structured data model with tokens that include both class-relevant and class-irrelevant patterns under token-level noise and examines two canonical regimes: majority-voting and locality-structured data sequences. We prove that the model achieves guaranteed generalization by establishing non-asymptotic sample complexity and convergence rate bounds, which improve as the effective signal increases and the noise decreases. Furthermore, we show that the gating vector aligns with class-relevant features while ignoring irrelevant ones, thereby formalizing a feature-selection role similar to attention but realized through selective recurrence. Numerical experiments on synthetic data justify our theoretical results. Overall, our results provide principled insight into when and why Mamba-style selective SSMs learn efficiently, offering a theoretical counterpoint to Transformer-centric explanations.
Related papers
- How and Why LLMs Generalize: A Fine-Grained Analysis of LLM Reasoning from Cognitive Behaviors to Low-Level Patterns [51.02752099869218]
Large Language Models (LLMs) display strikingly different generalization behaviors.<n>We introduce a novel benchmark that decomposes reasoning into atomic core skills.<n>We show that RL-tuned models maintain more stable behavioral profiles and resist collapse in reasoning skills, whereas SFT models exhibit sharper drift and overfit to surface patterns.
arXiv Detail & Related papers (2025-12-30T08:16:20Z) - Symmetry and Generalisation in Neural Approximations of Renormalisation Transformations [11.337632710839166]
We evaluate the role of symmetry and network expressivity in the generalisation behaviour of neural networks.<n>We consider simple multilayer perceptrons (MLPs) and graph neural networks (GNNs)<n>Our results reveal a competition between symmetry constraints and expressivity, with overly complex models generalising poorly.
arXiv Detail & Related papers (2025-10-18T17:29:23Z) - Algorithm- and Data-Dependent Generalization Bounds for Score-Based Generative Models [27.78637798976204]
Score-based generative models (SGMs) have emerged as one of the most popular classes of generative models.<n>This paper provides the first algorithmic- and data-dependent analysis for SGMs.<n>In particular, we account for the dynamics of the learning algorithm, offering new insights into the behavior of SGMs.
arXiv Detail & Related papers (2025-06-04T11:33:04Z) - Investigating the Impact of Model Complexity in Large Language Models [3.7919508292745676]
Large Language Models (LLMs) based on the pre-trained fine-tuning paradigm have become pivotal in solving natural language processing tasks.
In this paper, we focus on autoregressive LLMs and propose to employ Hidden Markov Models (HMMs) to model them.
arXiv Detail & Related papers (2024-10-01T13:53:44Z) - A PAC-Bayesian Perspective on the Interpolating Information Criterion [54.548058449535155]
We show how a PAC-Bayes bound is obtained for a general class of models, characterizing factors which influence performance in the interpolating regime.
We quantify how the test error for overparameterized models achieving effectively zero training error depends on the quality of the implicit regularization imposed by e.g. the combination of model, parameter-initialization scheme.
arXiv Detail & Related papers (2023-11-13T01:48:08Z) - GEC: A Unified Framework for Interactive Decision Making in MDP, POMDP,
and Beyond [101.5329678997916]
We study sample efficient reinforcement learning (RL) under the general framework of interactive decision making.
We propose a novel complexity measure, generalized eluder coefficient (GEC), which characterizes the fundamental tradeoff between exploration and exploitation.
We show that RL problems with low GEC form a remarkably rich class, which subsumes low Bellman eluder dimension problems, bilinear class, low witness rank problems, PO-bilinear class, and generalized regular PSR.
arXiv Detail & Related papers (2022-11-03T16:42:40Z) - On the Influence of Enforcing Model Identifiability on Learning dynamics
of Gaussian Mixture Models [14.759688428864159]
We propose a technique for extracting submodels from singular models.
Our method enforces model identifiability during training.
We show how the method can be applied to more complex models like deep neural networks.
arXiv Detail & Related papers (2022-06-17T07:50:22Z) - On the Generalization and Adaption Performance of Causal Models [99.64022680811281]
Differentiable causal discovery has proposed to factorize the data generating process into a set of modules.
We study the generalization and adaption performance of such modular neural causal models.
Our analysis shows that the modular neural causal models outperform other models on both zero and few-shot adaptation in low data regimes.
arXiv Detail & Related papers (2022-06-09T17:12:32Z) - Robust Finite Mixture Regression for Heterogeneous Targets [70.19798470463378]
We propose an FMR model that finds sample clusters and jointly models multiple incomplete mixed-type targets simultaneously.
We provide non-asymptotic oracle performance bounds for our model under a high-dimensional learning framework.
The results show that our model can achieve state-of-the-art performance.
arXiv Detail & Related papers (2020-10-12T03:27:07Z) - The Role of Isomorphism Classes in Multi-Relational Datasets [6.419762264544509]
We show that isomorphism leakage overestimates performance in multi-relational inference.
We propose isomorphism-aware synthetic benchmarks for model evaluation.
We also demonstrate that isomorphism classes can be utilised through a simple prioritisation scheme.
arXiv Detail & Related papers (2020-09-30T12:15:24Z) - Multiplicative noise and heavy tails in stochastic optimization [62.993432503309485]
empirical optimization is central to modern machine learning, but its role in its success is still unclear.
We show that it commonly arises in parameters of discrete multiplicative noise due to variance.
A detailed analysis is conducted in which we describe on key factors, including recent step size, and data, all exhibit similar results on state-of-the-art neural network models.
arXiv Detail & Related papers (2020-06-11T09:58:01Z)
This list is automatically generated from the titles and abstracts of the papers in this site.
This site does not guarantee the quality of this site (including all information) and is not responsible for any consequences.