The Global Empirical NTK: Self-Referential Bias and Dimensionality of Gradient Descent Learning
- URL: http://arxiv.org/abs/2605.08746v1
- Date: Sat, 09 May 2026 07:22:29 GMT
- Title: The Global Empirical NTK: Self-Referential Bias and Dimensionality of Gradient Descent Learning
- Abstract summary: We study the structure of the Global Empirical Neural Tangent Kernel (NTK) for a range of models.<n>We show that the NTK is structurally bottlenecked, constraining its effective rank and giving rise to a self-referential bias.<n>Overall, we show that the NTK possesses tractable structure that explains GD bias toward task solutions.
- Score: 13.950010831924823
- License: http://creativecommons.org/licenses/by/4.0/
- Abstract: In training a neural network with gradient descent (GD), each iteration induces a linear operator that governs first-order updates to a model's internal state variables. We define this operator as the Global Empirical Neural Tangent Kernel (NTK). In finite-width networks, the NTK is typically intractable to form, leading prior work to focus on restrictive settings such as tracking outputs only or taking infinite-width limits. Here, we study the structure of the NTK for a range of models. Formulating the model state as the solution to a single global implicit constraint, we derive the NTK as a product of two operators: K, accounting for immediate parameter-to-state interactions, and P, describing internal state-to-state dependencies. For a broad class of weight-based models, including RNNs and transformers, we prove a universal Kronecker-core theorem showing that K admits an exact, computable form given by the Gram matrix of weight-site variables. This core structure reveals that the NTK is structurally bottlenecked, constraining its effective rank and giving rise to a self-referential bias whereby GD preferentially learns within dominant modes of joint hidden and input activity. For recurrent models, we examine the spectrum of the NTK and show when it is biased and low-rank in space or time under the proposed decomposition. We further demonstrate that model dynamics at initialization bias the NTK, restricting learning and preventing task components from being learned effectively. Finally, we show that the NTK associated with a self-attention transformer is likewise structurally constrained to be low-rank. Overall, we show that the NTK possesses tractable structure that explains GD bias toward task solutions and the emergence of low-rank representations. To enable use of the NTK as a practical metric, we build kpflow, a library relying on randomized matrix-free numerical linear algebra.
Related papers
- Label-NTK Alignments and A Tighter Convergence Bound in the NTK Regime [1.8466658684464594]
We develop sharper convergence guarantees by characterizing the interaction between data labels and the NTK eigenspectrum.<n>We derive a refined convergence bound that depends on the full spectrum and closely matches practical training dynamics.
arXiv Detail & Related papers (2026-05-24T22:04:02Z) - No More DeLuLu: Physics-Inspired Kernel Networks for Geometrically-Grounded Neural Computation [0.42303492200814446]
We introduce the yat-product, a kernel operator combining quadratic alignment with inverse-square proximity.<n>We prove it is a Mercer kernel, analytic, Lipschitz on bounded domains, and self-regularizing.<n> Neural Matter Networks (NMNs) use yat-product as the sole non-linearity, replacing conventional linear-activation-normalization blocks with a single geometrically-grounded operation.
arXiv Detail & Related papers (2026-02-22T01:09:31Z) - Neural Collapse in Cumulative Link Models for Ordinal Regression: An Analysis with Unconstrained Feature Model [5.339955242953934]
We show that a phenomenon we call Ordinal Neural Collapse (ONC) indeed emerges and is characterized by the following three properties.<n>In particular, in the zero-regularization limit, a highly local and simple geometric relationship emerges between the latent variables and the threshold values.
arXiv Detail & Related papers (2025-06-06T06:57:02Z) - Can Kernel Methods Explain How the Data Affects Neural Collapse? [9.975341265604577]
"Neural Collapse" (NC) phenomenon emerges when training neural network (NN) classifiers beyond the zero training error point.<n>This paper explores the possibility of analyzing NC1 using kernels associated with shallow NNs.
arXiv Detail & Related papers (2024-06-04T08:33:56Z) - Efficient kernel surrogates for neural network-based regression [0.8030359871216615]
We study the performance of the Conjugate Kernel (CK), an efficient approximation to the Neural Tangent Kernel (NTK)
We show that the CK performance is only marginally worse than that of the NTK and, in certain cases, is shown to be superior.
In addition to providing a theoretical grounding for using CKs instead of NTKs, our framework suggests a recipe for improving DNN accuracy inexpensively.
arXiv Detail & Related papers (2023-10-28T06:41:47Z) - Benign Overfitting in Deep Neural Networks under Lazy Training [72.28294823115502]
We show that when the data distribution is well-separated, DNNs can achieve Bayes-optimal test error for classification.
Our results indicate that interpolating with smoother functions leads to better generalization.
arXiv Detail & Related papers (2023-05-30T19:37:44Z) - Disentanglement via Latent Quantization [60.37109712033694]
In this work, we construct an inductive bias towards encoding to and decoding from an organized latent space.
We demonstrate the broad applicability of this approach by adding it to both basic data-re (vanilla autoencoder) and latent-reconstructing (InfoGAN) generative models.
arXiv Detail & Related papers (2023-05-28T06:30:29Z) - Learning Neural Constitutive Laws From Motion Observations for
Generalizable PDE Dynamics [97.38308257547186]
Many NN approaches learn an end-to-end model that implicitly models both the governing PDE and material models.
We argue that the governing PDEs are often well-known and should be explicitly enforced rather than learned.
We introduce a new framework termed "Neural Constitutive Laws" (NCLaw) which utilizes a network architecture that strictly guarantees standard priors.
arXiv Detail & Related papers (2023-04-27T17:42:24Z) - A Kernel-Based View of Language Model Fine-Tuning [94.75146965041131]
We investigate whether the Neural Tangent Kernel (NTK) describes fine-tuning of pre-trained LMs.
We show that formulating the downstream task as a masked word prediction problem through prompting often induces kernel-based dynamics during fine-tuning.
arXiv Detail & Related papers (2022-10-11T17:34:32Z) - On Feature Learning in Neural Networks with Global Convergence
Guarantees [49.870593940818715]
We study the optimization of wide neural networks (NNs) via gradient flow (GF)
We show that when the input dimension is no less than the size of the training set, the training loss converges to zero at a linear rate under GF.
We also show empirically that, unlike in the Neural Tangent Kernel (NTK) regime, our multi-layer model exhibits feature learning and can achieve better generalization performance than its NTK counterpart.
arXiv Detail & Related papers (2022-04-22T15:56:43Z) - Kernel and Rich Regimes in Overparametrized Models [69.40899443842443]
We show that gradient descent on overparametrized multilayer networks can induce rich implicit biases that are not RKHS norms.
We also demonstrate this transition empirically for more complex matrix factorization models and multilayer non-linear networks.
arXiv Detail & Related papers (2020-02-20T15:43:02Z)
This list is automatically generated from the titles and abstracts of the papers in this site.
This site does not guarantee the quality of this site (including all information) and is not responsible for any consequences.