Fund2Persona: A Framework for Building and Refining Financial Advisor Personas from Fund Disclosure Data

• URL: http://arxiv.org/abs/2606.29793v2
• Date: Tue, 30 Jun 2026 06:50:50 GMT
• Title: Fund2Persona: A Framework for Building and Refining Financial Advisor Personas from Fund Disclosure Data
• Abstract summary: We propose Fund2Persona, a framework that grounds financial-advisor personas in fund disclosures, holdings transitions, market context, and manager commentary.<n>We evaluate the resulting personas on held-out holdings-transition reconstruction and manager-commentary alignment.<n>These results suggest that fund-data-grounded financial-advisor personas can make manager-specific investment expertise portable.
• Score: 92.72860874355746
• License: http://arxiv.org/licenses/nonexclusive-distrib/1.0/
• Abstract: Demand for personalized financial advising is growing, but consistent advisor expertise is difficult to obtain, scale, and encode in LLM systems. Simple persona prompts rarely specify how a financial advisor should reason and often drift toward generic recommendations. We propose Fund2Persona, a framework that grounds financial-advisor personas in fund disclosures, holdings transitions, market context, and manager commentary, then refines them through an agentic actor--scorer--patcher loop. We evaluate the resulting personas on held-out holdings-transition reconstruction and manager-commentary alignment, where they better recover portfolio decisions and grounded manager interpretation than generic baselines. We further study two downstream diagnostics: market-scenario generation, where persona retrieval broadens plausible investment views beyond repeated generic rollouts, and advisory dialogues grounded in investor profiles, where matched personas give more specific and useful advice than a generic advisor. These results suggest that fund-data-grounded financial-advisor personas can make manager-specific investment expertise portable rather than merely changing an LLM's surface style.

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