Has This Checkpoint Been Abliterated? A Two-Signal Audit and Its Failure Map
- URL: http://arxiv.org/abs/2607.01854v1
- Date: Thu, 02 Jul 2026 08:15:25 GMT
- Title: Has This Checkpoint Been Abliterated? A Two-Signal Audit and Its Failure Map
- Abstract summary: We combine two cheap internal signals, a reference-anchored activation refusal-gap and a weight-recovery energy of the base-to-candidate weight difference, into a threshold-free checkpoint audit.<n>On a 273-checkpoint registry spanning Qwen, DeepSeek-distilled Qwen, Llama, and Gemma, our z-sum separates 57 public abliterations from 37 benign fine-tunes, merges, and instruction-tunes at AUROC 0.95.<n>The audit is effective triage, not tamper-proofing: it presumes an attested reference, and its claims are bounded by the registry we evaluate
- Score: 0.676855875213031
- License: http://creativecommons.org/licenses/by/4.0/
- Abstract: Can a platform tell, before deployment, whether an open-weight checkpoint has had its refusal mechanism stripped? Runtime guards cannot: they score generations, not the artifact. We combine two cheap internal signals, a reference-anchored activation refusal-gap and a weight-recovery energy of the base-to-candidate weight difference, into a threshold-free checkpoint audit. The two are negatively correlated and label-complementary: the gap supplies refusal-specificity and the weight energy supplies recall. On a 273-checkpoint registry spanning Qwen, DeepSeek-distilled Qwen, Llama, and Gemma, their z-sum separates 57 public abliterations from 37 benign fine-tunes, merges, and instruction-tunes at AUROC 0.95, significantly above either signal alone (0.84, 0.90), and a Youden-calibrated threshold transfers to held-out families at balanced accuracy 0.89 (FPR 0.11), missing only 4 of 57. We then map two failures, in order of severity: a spoofed reference evades both axes with no training (ΔW=0, \r{ho}=1 by construction), and a white-box owner trains a checkpoint past the threshold while it stays guard-unsafe and coherent. The audit is effective triage, not tamper-proofing: it presumes an attested reference, and its claims are bounded by the registry we evaluate it on.
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