On the Identifiability of Steering Vectors in Large Language Models
- URL: http://arxiv.org/abs/2602.06801v1
- Date: Fri, 06 Feb 2026 15:53:50 GMT
- Title: On the Identifiability of Steering Vectors in Large Language Models
- Authors: Sohan Venkatesh, Ashish Mahendran Kurapath,
- Abstract summary: Activation steering methods are widely used to control large language model behavior.<n>This interpretation implicitly assumes steering directions are identifiable and uniquely recoverable from input-output behavior.<n>We prove that steering vectors are fundamentally non-identifiable due to large equivalence classes of behaviorally indistinguishable interventions.
- Score: 0.0
- License: http://creativecommons.org/licenses/by/4.0/
- Abstract: Activation steering methods, such as persona vectors, are widely used to control large language model behavior and increasingly interpreted as revealing meaningful internal representations. This interpretation implicitly assumes steering directions are identifiable and uniquely recoverable from input-output behavior. We formalize steering as an intervention on internal representations and prove that, under realistic modeling and data conditions, steering vectors are fundamentally non-identifiable due to large equivalence classes of behaviorally indistinguishable interventions. Empirically, we validate this across multiple models and semantic traits, showing orthogonal perturbations achieve near-equivalent efficacy with negligible effect sizes. However, identifiability is recoverable under structural assumptions including statistical independence, sparsity constraints, multi-environment validation or cross-layer consistency. These findings reveal fundamental interpretability limits and clarify structural assumptions required for reliable safety-critical control.
Related papers
- Causality is Key for Interpretability Claims to Generalise [35.833847356014154]
Interpretability research on large language models (LLMs) has yielded important insights into model behaviour.<n> recurring pitfalls persist: findings that do not generalise, and causal interpretations that outrun the evidence.<n>Pearl's causal hierarchy clarifies what an interpretability study can justify.
arXiv Detail & Related papers (2026-02-18T18:45:04Z) - Character as a Latent Variable in Large Language Models: A Mechanistic Account of Emergent Misalignment and Conditional Safety Failures [70.48661957773449]
Emergent Misalignment refers to a failure mode in which fine-tuning large language models on narrowly scoped data induces broadly misaligned behavior.<n>Across multiple domains and model families, we find that fine-tuning models on data exhibiting specific character-level dispositions induces substantially stronger and more transferable misalignment than incorrect-advice fine-tuning.
arXiv Detail & Related papers (2026-01-30T15:28:42Z) - Beyond Predictive Uncertainty: Reliable Representation Learning with Structural Constraints [0.3948325938742681]
We argue that reliability should be regarded as a first-class property of learned representations themselves.<n>We propose a principled framework for reliable representation learning that explicitly models representation-level uncertainty.<n>Our approach introduces uncertainty-aware regularization directly in the representation space, encouraging representations that are not only predictive but also stable, well-calibrated, and robust to noise and structural perturbations.
arXiv Detail & Related papers (2026-01-22T18:19:52Z) - From Passive Metric to Active Signal: The Evolving Role of Uncertainty Quantification in Large Language Models [77.04403907729738]
This survey charts the evolution of uncertainty from a passive diagnostic metric to an active control signal guiding real-time model behavior.<n>We demonstrate how uncertainty is leveraged as an active control signal across three frontiers.<n>This survey argues that mastering the new trend of uncertainty is essential for building the next generation of scalable, reliable, and trustworthy AI.
arXiv Detail & Related papers (2026-01-22T06:21:31Z) - COSMIC: Generalized Refusal Direction Identification in LLM Activations [43.30637889861949]
We introduce bfCOSMIC (Cosine Similarity Metrics for Inversion of Concepts), an automated framework for direction selection.<n>It identifies viable steering directions and target layers using cosine similarity - entirely independent of model outputs.<n>It reliably identifies refusal directions in adversarial settings and weakly aligned models, and is capable of steering such models toward safer behavior with minimal increase in false refusals.
arXiv Detail & Related papers (2025-05-30T04:54:18Z) - Mitigating Content Effects on Reasoning in Language Models through Fine-Grained Activation Steering [14.298418197820912]
Large language models (LLMs) frequently demonstrate reasoning limitations, often conflating content plausibility with logical validity.<n>This can result in biased inferences, where plausible arguments are incorrectly deemed logically valid or vice versa.<n>This paper investigates the problem of mitigating content biases on formal reasoning through activation steering.
arXiv Detail & Related papers (2025-05-18T01:34:34Z) - Towards Unifying Interpretability and Control: Evaluation via Intervention [25.4582941170387]
We argue that intervention is a fundamental goal of interpretability and introduce success criteria to evaluate how well methods can control model behavior through interventions.<n>We extend four popular interpretability methods-sparse autoencoders, logit lens, tuned lens, and probing-into an abstract encoder-decoder framework.<n>We introduce two new evaluation metrics: intervention success rate and coherence-intervention tradeoff, designed to measure the accuracy of explanations and their utility in controlling model behavior.
arXiv Detail & Related papers (2024-11-07T04:52:18Z) - Unsupervised Model Diagnosis [49.36194740479798]
This paper proposes Unsupervised Model Diagnosis (UMO) to produce semantic counterfactual explanations without any user guidance.
Our approach identifies and visualizes changes in semantics, and then matches these changes to attributes from wide-ranging text sources.
arXiv Detail & Related papers (2024-10-08T17:59:03Z) - Identifiable Latent Neural Causal Models [82.14087963690561]
Causal representation learning seeks to uncover latent, high-level causal representations from low-level observed data.
We determine the types of distribution shifts that do contribute to the identifiability of causal representations.
We translate our findings into a practical algorithm, allowing for the acquisition of reliable latent causal representations.
arXiv Detail & Related papers (2024-03-23T04:13:55Z) - Representation Disentaglement via Regularization by Causal
Identification [3.9160947065896803]
We propose the use of a causal collider structured model to describe the underlying data generative process assumptions in disentangled representation learning.
For this, we propose regularization by identification (ReI), a modular regularization engine designed to align the behavior of large scale generative models with the disentanglement constraints imposed by causal identification.
arXiv Detail & Related papers (2023-02-28T23:18:54Z) - Where and What? Examining Interpretable Disentangled Representations [96.32813624341833]
Capturing interpretable variations has long been one of the goals in disentanglement learning.
Unlike the independence assumption, interpretability has rarely been exploited to encourage disentanglement in the unsupervised setting.
In this paper, we examine the interpretability of disentangled representations by investigating two questions: where to be interpreted and what to be interpreted.
arXiv Detail & Related papers (2021-04-07T11:22:02Z) - Structural Causal Models Are (Solvable by) Credal Networks [70.45873402967297]
Causal inferences can be obtained by standard algorithms for the updating of credal nets.
This contribution should be regarded as a systematic approach to represent structural causal models by credal networks.
Experiments show that approximate algorithms for credal networks can immediately be used to do causal inference in real-size problems.
arXiv Detail & Related papers (2020-08-02T11:19:36Z)
This list is automatically generated from the titles and abstracts of the papers in this site.
This site does not guarantee the quality of this site (including all information) and is not responsible for any consequences.