Risk-Constrained Belief-Space Optimization for Safe Control under Latent Uncertainty
- URL: http://arxiv.org/abs/2604.03868v1
- Date: Sat, 04 Apr 2026 21:22:44 GMT
- Title: Risk-Constrained Belief-Space Optimization for Safe Control under Latent Uncertainty
- Abstract summary: Many safety-critical control systems must operate under latent uncertainty that sensors cannot directly resolve at decision time.<n>Standard methods optimize expected performance and offer limited protection against rare but severe outcomes.<n>We consider partially observed dynamical systems whose dynamics, costs, and safety constraints depend on a latent parameter maintained as a belief distribution.
- Score: 5.99447754429793
- License: http://creativecommons.org/licenses/by/4.0/
- Abstract: Many safety-critical control systems must operate under latent uncertainty that sensors cannot directly resolve at decision time. Such uncertainty, arising from unknown physical properties, exogenous disturbances, or unobserved environment geometry, influences dynamics, task feasibility, and safety margins. Standard methods optimize expected performance and offer limited protection against rare but severe outcomes, while robust formulations treat uncertainty conservatively without exploiting its probabilistic structure. We consider partially observed dynamical systems whose dynamics, costs, and safety constraints depend on a latent parameter maintained as a belief distribution, and propose a risk-sensitive belief-space Model Predictive Path Integral (MPPI) control framework that plans under this belief while enforcing a Conditional Value-at-Risk (CVaR) constraint on a trajectory safety margin over the receding horizon. The resulting controller optimizes a risk-regularized performance objective while explicitly constraining the tail risk of safety violations induced by latent parameter variability. We establish three properties of the resulting risk-constrained controller: (1) the CVaR constraint implies a probabilistic safety guarantee, (2) the controller recovers the risk-neutral optimum as the risk weight in the objective tends to zero, and (3) a union-bound argument extends the per-horizon guarantee to cumulative safety over repeated solves. In physics-based simulations of a vision-guided dexterous stowing task in which a grasped object must be inserted into an occupied slot with pose uncertainty exceeding prescribed lateral clearance requirements, our method achieves 82% success with zero contact violations at high risk aversion, compared to 55% and 50% for a risk-neutral configuration and a chance-constrained baseline, both of which incur nonzero exterior contact forces.
Related papers
- A Risk-Sensitive and Uncertainty-Aware Decision-Making and Control Framework for Safe and Robust Autonomous Driving [17.14182217508567]
We propose a Risk-sensitive and Uncertainty-aware Decision-making and Control (RUDC) framework for safe and robust autonomous driving.<n>An uncertainty-aware high-order control barrier function (HOCBF)-based safety correction mechanism adaptively adjusts constraint strictness according to policy uncertainty.
arXiv Detail & Related papers (2026-09-09T03:03:19Z) - Chance-Constrained MPPI under State and Dynamic Object Prediction Uncertainty and the Evaluation of Collision Risk Calibration [1.8352113484137627]
We propose a real-time, risk-aware planning architecture for autonomous navigation.<n>The framework integrates localization uncertainty via a one-tube Unscented Transform (UT) approximation and dynamic obstacle prediction uncertainty via Monte Carlo aggregation.<n>In highly cluttered environments, DUCCT-MPPI achieves superior robustness, outperforming established Monte Carlo MPPI baselines by nearly 28% in navigation success rate.
arXiv Detail & Related papers (2026-05-27T11:32:05Z) - Action-Conditioned Risk Gating for Safety-Critical Control under Partial Observability [79.08785366532287]
We propose a lightweight risk-gated reinforcement learning approximation for risk-sensitive control under partial observability.<n>We evaluate the approach in two safety-critical partially observable domains: automated glucose regulation and safety-constrained navigation.
arXiv Detail & Related papers (2026-05-14T01:23:09Z) - MPC as a Copilot: A Predictive Filter Framework with Safety and Stability Guarantees [6.019901994880397]
This paper introduces the Predictive Safety-Stability Filter (PS2F), a unified predictive filter framework that guarantees constraint satisfaction and stability within a single architecture.<n>The PS2F framework comprises two cascaded optimal control problems: a nominal model predictive control (MPC) layer that serves solely as a copilot, and a secondary filtering layer that adjusts external command to remain within a provably safe and stable region.
arXiv Detail & Related papers (2026-03-29T22:17:39Z) - Response-Aware Risk-Constrained Control Barrier Function With Application to Vehicles [0.0]
This paper proposes a unified control framework based on Response-Aware Risk-Constrained Control Barrier Function for dynamic safety boundary control of vehicles.<n>The framework fuses nominal dynamics priors with direct vehicle body responses to provide a baseline direction for control gradients.<n>It also reformulates traditional deterministic safety constraints into probabilistic constraints on the tail risk of barrier function derivatives.
arXiv Detail & Related papers (2026-03-13T02:38:17Z) - Statistical Contraction for Chance-Constrained Trajectory Optimization of Non-Gaussian Stochastic Systems [0.0]
Our framework employs conformal inference to generate confidence sets for the closed-loop dynamics around arbitrary reference trajectories.<n>Via appropriate constraint tightening, chance constraints can be reformulated into tractable, statistically valid deterministic constraints on the reference trajectories.<n>This enables a formal pathway to leverage and validate learning-based motion planners and controllers, such as those with neural contraction metrics, in safety-critical real-world applications.
arXiv Detail & Related papers (2026-03-07T08:01:20Z) - Safe Reinforcement Learning via Recovery-based Shielding with Gaussian Process Dynamics Models [57.006252510102506]
Reinforcement learning (RL) is a powerful framework for optimal decision-making and control but often lacks provable guarantees for safety-critical applications.<n>We introduce a novel recovery-based shielding framework that enables safe RL with a provable safety lower bound for unknown and non-linear continuous dynamical systems.
arXiv Detail & Related papers (2026-02-12T22:03:35Z) - Conformal Reachability for Safe Control in Unknown Environments [29.315278038378835]
We develop a probabilistic verification framework for unknown dynamical systems.<n>We use conformal prediction to obtain valid uncertainty intervals for the unknown dynamics at each time step.<n>We also develop an algorithmic approach for training control policies that optimize nominal reward while also maximizing the planning horizon.
arXiv Detail & Related papers (2026-02-03T18:01:38Z) - Constrained Language Model Policy Optimization via Risk-aware Stepwise Alignment [49.2305683068875]
We propose Risk-aware Stepwise Alignment (RSA), a novel alignment method that incorporates risk awareness into the policy optimization process.<n> RSA mitigates risks induced by excessive model shift away from a reference policy, and it explicitly suppresses low-probability yet high-impact harmful behaviors.<n> Experimental results demonstrate that our method achieves high levels of helpfulness while ensuring strong safety.
arXiv Detail & Related papers (2025-12-30T14:38:02Z) - Rectified Robust Policy Optimization for Model-Uncertain Constrained Reinforcement Learning without Strong Duality [53.525547349715595]
We propose a novel primal-only algorithm called Rectified Robust Policy Optimization (RRPO)<n>RRPO operates directly on the primal problem without relying on dual formulations.<n>We show convergence to an approximately optimal feasible policy with complexity matching the best-known lower bound.
arXiv Detail & Related papers (2025-08-24T16:59:38Z) - Probabilities Are Not Enough: Formal Controller Synthesis for Stochastic
Dynamical Models with Epistemic Uncertainty [68.00748155945047]
Capturing uncertainty in models of complex dynamical systems is crucial to designing safe controllers.
Several approaches use formal abstractions to synthesize policies that satisfy temporal specifications related to safety and reachability.
Our contribution is a novel abstraction-based controller method for continuous-state models with noise, uncertain parameters, and external disturbances.
arXiv Detail & Related papers (2022-10-12T07:57:03Z) - Enforcing Hard Constraints with Soft Barriers: Safe Reinforcement
Learning in Unknown Stochastic Environments [84.3830478851369]
We propose a safe reinforcement learning approach that can jointly learn the environment and optimize the control policy.
Our approach can effectively enforce hard safety constraints and significantly outperform CMDP-based baseline methods in system safe rate measured via simulations.
arXiv Detail & Related papers (2022-09-29T20:49:25Z) - Risk Sensitive Model-Based Reinforcement Learning using Uncertainty
Guided Planning [0.0]
In this paper, risk sensitivity is promoted in a model-based reinforcement learning algorithm.
We propose uncertainty guided cross-entropy method planning, which penalises action sequences that result in high variance state predictions.
Experiments display the ability for the agent to identify uncertain regions of the state space during planning and to take actions that maintain the agent within high confidence areas.
arXiv Detail & Related papers (2021-11-09T07:28:00Z)
This list is automatically generated from the titles and abstracts of the papers in this site.
This site does not guarantee the quality of this site (including all information) and is not responsible for any consequences.