Boosting Direct Preference Optimization with Penalization
- URL: http://arxiv.org/abs/2606.12505v1
- Date: Wed, 10 Jun 2026 17:22:51 GMT
- Title: Boosting Direct Preference Optimization with Penalization
- Abstract summary: Direct Preference Optimization with Penalization (DPOP) is a simple extension of DPO that augments the base preference loss with a gated penalty on reference-greedy responses.<n>On AlpacaEval 2.0, DPOP improves length-controlled win rate over DPO, SimPO, and AlphaDPO on both Llama-3-8b-it and Gemma-2-9b-it.
- Score: 0.0
- License: http://creativecommons.org/licenses/by-sa/4.0/
- Abstract: Offline preference optimization has become a practical substitute for reinforcement learning from human feedback, but pairwise objectives such as Direct Preference Optimization (DPO) and its variants use only the chosen and rejected responses stored in a static dataset. This leaves a useful signal unused: the response that the reference model itself would generate for the same prompt. We propose Direct Preference Optimization with Penalization (DPOP), a simple extension of DPO that augments the base preference loss with a gated penalty on reference-greedy responses. DPOP activates this penalty only when the current policy still assigns a lower likelihood to the preferred response than to the rejected response. On AlpacaEval 2.0, DPOP improves length-controlled win rate over DPO, SimPO, and AlphaDPO on both Llama-3-8b-it and Gemma-2-9b-it, achieving relative gains of 5.3\% and 4.4\% over baselines on the two models, respectively. Ablations further show that a SimNPO-style length-normalized penalty is stronger than NPO and token-level unlikelihood in this setting.
Related papers
- Mult-DPO: Multinomial Direct Preference Optimization for Recommender Systems [72.27018654934386]
Direct preference optimization (DPO) is a simple and effective alignment strategy for large language models (LLMs) based on pairwise preferences.<n>In recommender systems, however, user feedback is rarely pairwise.<n>We propose Mult-DPO, a tractable multinomial surrogate likelihood over set-wise preference events for the user-preference alignment of LLM-based recommender systems.
arXiv Detail & Related papers (2026-06-08T18:53:45Z) - S-SPPO: Semantic-Calibrated Self-Play Preference Optimization [36.01916066772865]
We introduce Self-Play Preference Optimization (SPPO), which iteratively refines the policy by training on self-generated win-lose pairs.<n>Our investigation reveals a critical instability in SPPO: the optimization is prone to policy degeneration when the preference assigns overly confident wins to semantically indistinguishable responses.<n>We show that S-SPPO avoids the performance degradation seen in prior methods, achieving 52.19% win rate and 47.46% length-controlled win rate on AlpacaEval 2.0 with Llama-3-8B, without using additional human-annotated preferences during training.
arXiv Detail & Related papers (2026-06-01T02:06:58Z) - AdaDPO: Self-Adaptive Direct Preference Optimization with Balanced Gradient Updates [0.03999851878220877]
We propose a Self-Adaptive variant of the DPO algorithm that introduces per-preference-pair, stop-gradient-based coefficients.<n>AdaDPO is constructed to enforce equality of gradient magnitudes between preferred and dispreferred probabilities.<n>Because it operates purely at the loss level, AdaDPO can be dropped into existing preference-based alignment pipelines.
arXiv Detail & Related papers (2026-05-27T13:05:49Z) - Conditional Equivalence of DPO and RLHF: Implicit Assumption, Failure Modes, and Provable Alignment [51.18269946911088]
Direct Preference Optimization (DPO) has emerged as a popular alternative to Reinforcement Learning from Human Feedback (RLHF)<n>We show that DPO and RLHF optimize fundamentally different objectives in such cases.<n>We introduce Constrained Preference Optimization (CPO), augmenting RLHF with constraints for provable alignment.<n>Our theoretical analysis establishes when DPOs' guarantees hold and provides solutions preserving simplicity with provable alignment.
arXiv Detail & Related papers (2026-05-20T07:26:22Z) - MASS-DPO: Multi-negative Active Sample Selection for Direct Policy Optimization [66.81594613265833]
Multi-negative preference optimization under the Plackett--Luce (PL) model extends Direct Preference Optimization (DPO)<n>We introduce MASS-DPO, a multi-negative active sample selection method that derives a PL-specific Fisher-information objective for selecting compact, informative negative subsets within each prompt.<n> MASS-DPO consistently exceeds or matches existing methods in accuracy, improves Recall/NDCG and margin-based optimization dynamics, and delivers stronger alignment with substantially fewer negatives.
arXiv Detail & Related papers (2026-05-11T16:18:08Z) - Mitigating Mismatch within Reference-based Preference Optimization [55.07698254211876]
Direct Preference Optimization (DPO) has become the de facto standard for offline preference alignment of large language models.<n>DPO weighs each update relative to a reference, which stabilizes the training by regularizing the updates within a trusted region.<n>This reliance becomes problematic for pessimistic pairs, where the reference model prefers the rejected response.<n>We modify DPO to treat the reference as neutral when it is pessimistic by replacing $_-_mathrmref$ with $_-max0,_mathrmref$.
arXiv Detail & Related papers (2026-02-12T12:55:51Z) - Sem-DPO: Mitigating Semantic Inconsistency in Preference Optimization for Prompt Engineering [5.568436850698628]
Sem-DPO is a variant of DPO that preserves semantic consistency yet retains its simplicity and efficiency.<n>We show that Sem-DPO keeps learned prompts within a provably bounded neighborhood of the original text.<n>On three standard text-to-image prompt-optimization benchmarks and two language models, Sem-DPO achieves 8-12% higher CLIP similarity and 5-9% higher human-preference scores (HPSv2.1, PickScore) than DPO.
arXiv Detail & Related papers (2025-07-27T05:20:13Z) - BPO: Revisiting Preference Modeling in Direct Preference Optimization [13.243174453617064]
Direct Preference Optimization (DPO) has emerged as a popular method for aligning Large Language Models (LLMs) with human preferences.<n>DPO effectively preserves the relative ordering between chosen and rejected responses through pairwise ranking losses.<n>It often neglects absolute reward magnitudes, leading to poor performance.<n>We propose Balanced Preference Optimization (BPO), a novel framework that balances the optimization of chosen and rejected responses.
arXiv Detail & Related papers (2025-06-04T04:21:01Z) - Uncertainty-Penalized Direct Preference Optimization [52.387088396044206]
We develop a pessimistic framework for DPO by introducing preference uncertainty penalization schemes.
The penalization serves as a correction to the loss which attenuates the loss gradient for uncertain samples.
We show improved overall performance compared to vanilla DPO, as well as better completions on prompts from high-uncertainty chosen/rejected responses.
arXiv Detail & Related papers (2024-10-26T14:24:37Z) - Self-Play Preference Optimization for Language Model Alignment [75.83359213697854]
Recent advancements suggest that directly working with preference probabilities can yield a more accurate reflection of human preferences.
We propose a self-play-based method for language model alignment, which treats the problem as a constant-sum two-player game.
Our approach, dubbed Self-Play Preference Optimization (SPPO), utilizes iterative policy updates to provably approximate the Nash equilibrium.
arXiv Detail & Related papers (2024-05-01T17:59:20Z) - Direct Preference Optimization with an Offset [58.7977683502207]
Direct preference optimization (DPO) is a successful strategy for aligning large language models with human preferences.
We propose a generalization of DPO, termed DPO with an offset (ODPO), that does not treat every preference pair equally during fine-tuning.
arXiv Detail & Related papers (2024-02-16T10:55:38Z)
This list is automatically generated from the titles and abstracts of the papers in this site.
This site does not guarantee the quality of this site (including all information) and is not responsible for any consequences.